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SER regulates and monitors exchange participants and issuers on the Swiss Stock Exchange and publishes any information relevant to this. We provide transparency and ensure that all market participants receive equal treatment.

About us

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SIX Exchange Regulation AG (SER) has imposed a fine of CHF 20,000 for violations of the rules concerning the disclosure of management transactions.

SER concludes investigation into ASMALLWORLD AG

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We regulate the Swiss Stock Exchange, set standards and communicate them.
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When standards are violated, we investigate.
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We fulfil our duty neutrally and independently.

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Investors may be interested to know if managers are buying or selling shares in their own company. That’s why we make management transactions public.

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Under federal law, exchange participants and securities traders are obliged to fulfill their reporting obligations to ensure transparency in securities trading.

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